深圳市点金贵金属精炼有限公司

铂钯负责任采购供应链管理政策

Shenzhen Point Gold Refining Co., Ltd.

Supply Chain Management Policy for Responsible Sourcing of Platinum and Palladium

深圳市点金贵金属精炼有限公司作为伦敦铂金钯金市场协会（LPPM）的申请认证会员，为全面实施OECD关于在冲突地区及高危地区供应链尽职调查指导方针，我公司现已推行LPPM负责任的铂金、钯金尽职调查管理体系。

Shenzhen Point Gold Refining Co., Ltd. is applying for the London Platinum and Palladium Market (LPPM) Good Delivery Status for its platinum and palladium bars and has implemented the LPPM responsible platinum and palladium due diligence management system to fully implement the OECD due diligence guidelines for supply chains from conflict-affected and high-risk areas.  

为配合我公司LPPM负责任的铂金、钯金尽职调查管理体系的顺利执行，各供应商应遵守LPPM负责任的铂金、钯金尽职调查管理体系的各项要求，并承诺对涉及铂钯供应链中的以下风险进行识别和管理，确保我公司铂钯供应链的负责任采购：

To cooperate with the smooth implementation of our LPPM responsible platinum and palladium due diligence management system, all suppliers shall comply with the requirements of the LPPM responsible platinum and palladium due diligence management system and promise to identify and manage the following risks involved in the platinum and palladium supply chain to ensure responsible sourcing of our Company’s platinum and palladium supply chain:

1、 与铂钯开采、运输和交易的过程中，系统性或广泛化的侵犯人权的行为，这包括：

1. Systematic or widespread abuses of human rights in the process of mining, transporting and trading with platinum and palladium, including:

a) 任何形式的酷刑、或不人道和有辱人格的待遇

a) Any form of torture or inhuman and degrading treatment

b) 强迫或强制性劳动

b) Forced or compulsory labor

c) 最恶劣形式的童工

c) The worst forms of child labor

d) 广泛的性暴力或其他严重侵犯人权的行为

d) Widespread sexual violence or other serious abuses of human rights

e) 战争罪，反人类罪或种族灭绝罪；

e) War crimes, crimes against humanity or genocide;

2、 直接或间接的支持非政府武装集团、公共或私人安全部队，购买贵金属或提供协助的（参考OECD冲突影响地区和高风险地区矿产供应链尽职调查指南铂钯附录中的定义）；

2. Purchasing precious metals or assistance for direct or indirect support for non-governmental armed groups, public or private security forces (refer to the definition in the Appendix of Platinum and Palladium to Due Diligence Guide for Mineral Supply Chains in Conflict-Affected Areas and High-Risk Areas of OECD);

3、 贿赂而来或者是掩盖铂钯真实来源；

3. Acquisition of platinum and palladium through bribery or concealing the origin of platinum or palladium;

4、 存在洗钱或自高风险、冲突地区采购贵金属；

4. Purchasing precious metals from areas with money laundering or inherent high risks or areas of conflict;

5、 存在恐怖主义融资；

5. Existence of terrorist financing;

6、 存在加剧冲突；

6. Existence of intensified conflicts;

7、 对环境的影响：

7. Impact on the environment:

a) 可能不遵守环境和可持续发展法律要求，开采铂钯源于世界遗产遗址或国内生态自然保护区；

a) Incompliance with the environmental and sustainable development legal requirements, and the mining of platinum and palladium from the world heritage sites or domestic ecological nature reserves;

b) 存在矿产资源开发过程中引起的土壤侵蚀、水土流失、土地沙漠化。地面沉降、塌陷，山体崩塌、滑坡、泥石流等地质灾害；

b) Existence of soil erosion, water and soil loss, land desertification, land subsidence, collapse, mountain collapse, landslide, debris flow and other geological disasters arising from the development of mineral resources;

c) 存在废渣、废水、废气排放对水体、土壤、空气的污染。对野生动植物资源和自然地质地貌景观的破坏、危及公民健康和财产损害；

c)  Existence of water, soil and air pollution due to waste residues, wastewater and water gas, destruction of wild animal and plant resources and natural geomorphological landforms, citizens’ health endangered and property loss.

d) 对有毒有害化学物品的安全存储。

d) Safe storage of toxic and harmful chemicals.

8、 对劳工的管理，包括工人的薪酬、工作时间、集体谈判、歧视，多样性、纠纷和工人权益保障；

8. Labor management, including workers’ remuneration, working hours, collective bargaining, discrimination, diversity, disputes and protection of workers’ rights and interests;

9、 社区参与和管理方案

9. Community participation and management plan

10、 管理商业诚信和道德行为，我公司支持并遵守采掘业透明度倡议（EITI）。

10. Management on business integrity and ethical behavior. Our Company supports and complies with the Extractive Industries Transparency Initiative (EITI).

为了确保上述风险的充分识别，我公司承诺并确保：

In order to ensure the full identification of the above risks, our Company promises and ensures that:

1、委任负责任供应链的合规风险总监以及合规风险专员负责铂金钯金的风险识别和管理。

1. The appointed Compliance Risk Director and Compliance Risk Officer of the responsible supply chain are responsible for the risk identification and management of platinum and palladium.

2、对铂金钯金的每一笔来源按照LPPM的要求进行充分的识别与记录，确保每一笔物料的可追溯性。

2. Each source of platinum and palladium shall be fully identified and recorded according to the requirements of LPPM to ensure the traceability of each material.

3、建立高风险地区和高风险供应链的识别流程，确保供应链中的上诉风险被充分的识别。

3. It is necessary to establish the identification process of high-risk areas and high-risk supply chain to ensure that the complaint risk in the supply chain is fully identified.

4、每年对负责铂金和钯金尽职调查管理体系的相关员工进行负责任采购采购的相关培训，并保留相应的培训记录。

4. The relevant staff responsible for the platinum and palladium due diligence management system shall be trained on responsible sourcing every year with corresponding training records kept.

5、对铂金钯金的供应商进行充分的了解和调查，确保供应商及其最终受益人未被列入任何制裁清单。

5. It is necessary to fully understand and investigate the suppliers of platinum and palladium to ensure that the suppliers and their ultimate beneficiaries are not included in any sanctions list.

6、建立负责任采购申诉渠道（guozicheng@pointgold.com/电话：0755-25508906）并公布在公司网站（网址https://www.pointgold.com/news/lppmreport/213.html），以确保任何潜在的风险和或暂未识别的风险被充分的识别。

6. A responsible sourcing complaint channel shall be established (guozicheng@pointgold.com /Tel: 0755-25508906) and posted on the Company’s website (website:https://www.pointgold.com/news/lppmreport/213.html) to ensure that any potential risks and risks not identified are fully identified.

本管理政策自发布之日实施，并传达给所有的铂金和钯金供应商，发布在公司的网站以便所有利益相关者进行查阅。

The Management Policy shall be implemented upon the date of issuance and conveyed to all platinum and palladium suppliers, and posted on the Company’s website for all stakeholders to review and consult.

深圳市点金贵金属精炼有限公司

Shenzhen Point Gold Refining Co., Ltd.

     2022年1月1日

January 1, 2022